ohio

Ohio is one of the states that greatly reward stockbrokers. Truly, it is one of the best states to be a stockbroker. So if you are flexible about your base and have the luxury to choose in which state you want to get licensed, consider this one. And if you do wrap your head around basing your career in the state of Ohio, of course, you have to be familiar with the state’s qualifications, requirements, and regulations regarding stock brokerage. And to name a few of those:

Take Qualifying Examinations

The first exam you have to take and pass is the Series 7 exam. Now, you have to make a local broker-dealer firm see your potential so they could sponsor you to take this exam. Said firm could also require you to pass either the Series 66 or the Series 63 exam as their qualifying measure for your employment. Make sure you pass both so you could get your license. 

You can get licensed without a college diploma. In that case, you are solely responsible for your growth and learning. Your firm would have training programs which you must attend, but beyond that, you are pretty much on your own. Seek mentorship.

Courses like Banking, Finance, and Business Administration could at least give you baseline knowledge about the economic world you want to take part in. And being based in Ohio, here are top two universities we could recommend for you:

Recommended Colleges in Ohio

  • University of Phoenix – The University of Phoenix can be found in different locations, there is a campus in Beachwood, there is one in Columbus, there is another in Dayton, the other one is in independence, one is in West Chester and lastly one campus is in West Lake. The university offers the following levels of attainment: an associate degree, a bachelor’s degree, a doctoral degree, a master’s degree, a MACC degree and an MBA degree. They offer the following courses: accounting, administration, entrepreneurship, hospitality management, human resources management, IT management, marketing, music/entertainment/sports management and public administration. They also offer some of their programs in an online course.
  • DeVry University – The DeVry University in Ohio is located at Columbus. You can obtain an associate degree, a bachelor’s degree, a certificate, a master’s degree, a MACC degree and an MBA degree in this university. Now, as far as becoming a stockbroker is concerned obtaining a bachelor’s degree would suffice; but there is nothing wrong if you want to pursue further studies. In fact, it can help you even more. The university offers these courses: accounting, administration, e-commerce, entrepreneurship, hospitality management, human resources management, IT management, international business, marketing, non-profit management and public administration.

Again, remember to have a broker-dealer firm as your sponsor, take the required exams, get licensed, and learn on the job. It’s survival of the fittest out there, so good luck!